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Compliance Consultant 5 - UDAAP SME Team

Company: Wells Fargo Bank
Location: Arlington
Posted on: December 5, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. -- In order to receive text message invitations, your profile must include a mobile phone number designated as ------Personal Cell------ or ------Cellular------ in the contact information of your application.At Wells Fargo, we want to satisfy our customers------ financial needs and help them succeed financially. We------re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you------ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.The UDAAP Compliance SME Team Consultant will be responsible for managing a risk-based, independent, UDAAP compliance program to ensure compliance with federal and state UDAAP / UDAP standards.This includes:

  • Providing advice on UDAAP compliance related to products, services and processes across the enterprise, but focused on the Wholesale, WIM or Treasury business, as well as related controls and to identify specific areas of corrective action.
  • Serving as a principal UDAAP compliance advisor to Wholesale, WIM or Treasury management, Wells Fargo Audit Services and the Law Department on UDAAP matters related to Wholesale, WIM or Treasury, and in developing and establishing compliance strategies and policies.
  • Making key decisions guided by broad enterprise policies and objectives and guidance from compliance leadership, and coordinating activities across multiple businesses and risk areas, involving multiple systems and operating platforms.
  • Responsibility for issue management and follow up, and working with businesses to communicate results and recommendations, as well as monitoring issues in enterprise systems of record (i.e. SHRP, RANBI).
  • Coordinating with testing and validation as needed for additional activities to address areas of identified or emerging risk, including support of back end research as needed.
  • Working closely with risk and compliance partners across the Wholesale, WIM or Treasury business to address areas of identified risk.
  • Supporting relationships with key regulators and examiners to identify and influence areas of focus for UDAAP compliance.
  • Effectively managing change and creating a culture of ------compliance awareness------ where all team members share in accountability.This position requires a high degree of compliance and UDAAP expertise, as well as extensive knowledge of the banking industry. Requires exceptional communication skills and will involve extensive interaction with executive leaders, senior management, the Law Department, Internal Audit, and cross-functional teams to identify UDAAP risks and manage related issues. Must have a high degree of operational skill to manage support for multiple competing assignments with challenging deadlines. --

    Required Qualifications
    • 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization

        Other Desired Qualifications
        • Working knowledge of Wholesale, WIM (Wealth Investment Management) and/or Treasury, Merchant and Payment Solutions business lines.
        • Extensive knowledge of risk-based regulatory compliance including the industry and laws and regulations that apply to areas of responsibility.
        • Strong operational skills and experience executing on implementation of complex initiatives
        • Strong skills in coordinating across many business lines and working in an environment with multiple systems and processes
        • Certifications or additional training applicable to areas of responsibility such as CRCM, CAMS, CIA, etc.
        • UDAAP experience/expertise

          Job Expectations
          • Ability to travel up to 10% of the time


            All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

            Relevant military experience is considered for veterans and transitioning service men and women.
            Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Arlington , Compliance Consultant 5 - UDAAP SME Team, Other , Arlington, Texas

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